JWIC Global - The financial markets and regulatory global solution
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GET IN TO A

NEW YORK

​STATE OF MIND

REGULATORY ADVISORY

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JWIC Global Services


JWIC Global will guide your institution in  
​1. Preparing for upcoming regulatory examination by reviewing your response to the Introductory Letter and identify possible areas that require strengthening.
2. Resolving specific orders embodied in any regulatory action such as consent orders, cease & desist, written agreement, memorandum of understanding or management requiring attention.
3. Training regulators in conducting supervision examination without being prescriptive and authoritative.

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PLEASE REFER TO OUR LIST OF OUR SERVICES.  YOU CAN PLACE YOUR REQUEST FOR ENGAGEMENT THROUGH OUR
LOG IN/ REGISTER (ABOVE), OR YOU CAN SEND US A MESSAGE THROUGH EMAIL SO THAT WE CAN FURTHER DISCUSS YOUR SPECIFIC NEEDS.  WE LOOK FORWARD TO BUILDING A PRODUCTIVE RELATIONSHIP WITH YOUR INSTITUTION, AS
​YOUR INSTITUTION'S STRENGTH IS OUR STRENGTH! 


Privacy, Indemnification, and Code of Ethics

     
​
31 West 34th Street, 8th Floor, New York, New York 10001 USA *
​Telephone: (646) 668 5520; (646) 220 9279;  or Direct (917) 325 1930 
  • HOME
  • TEAM
    • CAREER >
      • Career Opportunities
  • SERVICES
    • REGULATORY ADVISORY
    • CYBERSECURITY >
      • How JWIC can help? >
        • 23 NYCRR PART 500 Q&A
        • 23 NYCRR PART 500
        • FFIEC CYBER SECURITY ASSESSMENT TOOL
    • ANTI-MONEY LAUNDERING >
      • Model Validation
      • AML/BSA, OFAC Compliance >
        • Pillar 1 - Compliance - Board Approved Compliance Program
        • Pillar 2 - BSA/AML/TF Compliance Training
        • Pillar 3 - BSA Officer - Day-to-day monitoring
        • Pillar 4 - Compliance Audit
        • Pillar 5 - KYC - Monnitoring - Beneficial OwnershipCompliance
        • - Special Look-back Investigation -Compliance
        • One Platform AML Documentation Interface Implementation
    • RISK MANAGEMENT >
      • Operations
    • OUTSOURCING SERVICES
  • Contact
  • PORTAL
    • Consultants sign - in
  • Links